Investor and Consumer Protection

Public Complaint Form
Download a Complaint Form for grievances against a Broker/Dealer, Salesperson, Investment Advisor, Cemeteries/Preneed Dealer, Merchandise Dealer, Charitable Organization, and/or Paid Solicitor

Check out the Current Top Ten Investment Scams through NASAA: This voluntary association is devoted to investor protection. Entrepreneurs will find valuable investor protection information. Other areas contain important information for small investment advisers and those with an interest in state "blue sky" securities laws. This site also provides a link to each state’s security regulator.

Enforcement Orders (available soon)
Names and case numbers of those whom the Secretary of State, Commissioner of Securities, has issued orders

Investor and Consumer Resources
Publications and web site links with valuable information regarding Securities, Charities, and Cemeteries and Funeral Services

Register for the Georgia Telemarketing No-Call List
Avoid phone calls from telephone solicitors encouraging the purchase or rental of, or investment in, property, goods, or services

Georgia Invests: Investor Education
Statewide investor education, awareness and financial literacy program to help Georgians learn how to grow and protect their hard-earned money.

Investor Education Booklets

Tips for Giving