Securities and Business Regulation Forms

The following forms are in Adobe Acrobat .pdf format, which requires the Adobe Acrobat reader for viewing and printing. For more information on Acrobat, or to download a free copy of the Acrobat reader, visit the Adobe web site.

Which forms should I submit?

Securities Forms  

• Application to Offer or Sell Securities (Form 8)

• Registration by Qualification (Form 8-Q)

• Biographical Information (Form 8-1)

• Consent to Service of Process (Form 6 or U-2)

• Corporate Resolution (Form 6A or U-2A)

• Rescission Notice (Form 8-NR)

• Eligibility Statement (Form 8-NE)

• SCOR Offering (Form 8-S)

• Document and Disclosure Checklist (Form 8-F)

• Georgia Coordination and Regulation “A” Filings Application (Form GA-U1)

• Securities Registration/Exemption Filings (Form 8-D)

• Limited Compensatory Benefit Plan Exemption (Form GA-701)

• Dealer’s Bond (Form 10)

• Securities Salesman’s Bond (Form 11)

• Designated Dealer Notification (Form DD)

• Designated Salesman Training Certification (Form DST)

• Issuer's Bond (Form 9)

• Form ADV

• Nonprofit Issuer Form (Form 8-NP)

Charitable Organization and Paid Solicitor Forms

• Charitable Organization Information Release

• Charitable Organization Registration (Form C-100)

• Paid Solicitor/Solicitor Agent Registration Information Release

• Paid Solicitor Registration (Form S-100)

• Paid Solicitor Agent Registration (Form SA-1)

• Termination of Registration As A Paid Solicitor Agent (Form S2A)

• Paid Solicitor Bond (Form S-100D)

• Solicitation Notice (Form S-200)

• Financial Report of Campaign (Form S-300)

Perpetual Care Cemetery, Pre-need Dealer, & Merchandise Dealer Forms

• Application for Cemetery Registration (Form C-1)

• Application for Change of Ownership Registration (Form C-1c)

• Application for Registration as a Pre-need Salesperson (Form C-2)

• Termination of Registration as a Preneed Salesperson (Form C-2A)

• Application for Registration as a Pre-need Dealer (Form C-3) 

• Application for Change of Ownership of Pre-need Dealer (Form C-3c)  

• Application for Registration as a Burial or Merchandise Dealer (Form C-4)

• Corporate Consent to Service of Process (Form C-5)

• Directors’ Resolution Providing Irrevocable Corporate Consent to Service of Process (Form C-6)

• Individual or Partnership Consent to Service of Process (Form C-7)

• Deed Book (Form C-8)

• Space Lot Journal (Form C-9)

• Cancellations and Deliveries (Form C-10)

• Instructions for Cancellations and Deliveries

• Sales Journal (Form C-11)

• Instructions for Annual Report of Cemetery Perpetual Care Trust (Form C-12)

• Annual Report of Cemetery Perpetual Care Trust (Form C-12)

• Instructions for Annual Report of Preneed Dealer (Form C-13)

• Annual Report of Preneed Dealer (Form C-13)

• Annual Report of Preconstruction Mausoleum (Form C-14)
• Instructions for Annual Report of Preconstruction Mausoleum (Form C-14)

• Itemized List of All Unserviced Preneed Funeral Service Contracts (Form C-15)

• Instructions for Itemized List of All Unserviced Preneed Funeral Service Contracts (Form C-15)

• Merchandise Dealers Bond - $10,000 (Form 10K-Bond)
• Merchandise Dealers Bond - $25,000 (Form 25K-Bond)

• Public Complaint Form