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Macon, GA 31217-3858
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Notice of Adopted Securities Rule Amendments
Atlanta, March 29, 2012.
On March 7, 2012, the Georgia Commissioner of Securities adopted amendments to eleven of the Commissioner’s rules under the Georgia Uniform Securities Act of 2008. Pursuant to the Georgia Administrative Procedure Act, the newly adopted rule amendments become effective today, March 29, 2012. Specifically, the Commissioner has amended three rules contained in Chapter 590-4-2, Exemptions, and eight rules in Chapter 590-4-4, Investment Advisers and Representatives. The final amended rules are available for review on this web site by clicking the following link: Uniform securities act.

Secretary of State Kemp Publishes Proposed Securities Rule Amendments


Notice of Adopted Securities Rules
Atlanta, December 8, 2011

Presentation for Investment Advisers Switching to State Registration


Morgan Keegan Fund Administrator Announcement


Secretary of State Kemp Publishes Proposed Securities Rules


NASAA and the SEC Issue Joint Investor Alert on Self-Directed IRAs


Secretary of State Kemp Warns Georgians about Investment Schemes Tied to Economic Uncertainty


SEC and FINRA Warn Retail Investors about Investing in Structured Notes with Principal Protection


 
 
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237 Coliseum Drive
Macon, GA 31217-3858

478-207-2440

 

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