Please click here for information on auction rate securities
settlements with the State of Georgia and Georgia investors.
A number of firms involved with this
historic settlement have established auction rate securities
hotlines to respond to questions from customers concerning the terms
of the settlements.
Please contact the firms directly if you have questions regarding
the repurchase of auction rate securities.
• Bank of America (866-638-4183)
• Citibank (866-720-4802)
• Deutsche Bank (866-926-1437)
• Goldman Sachs (888-350-2857)
• JP Morgan (866-450-8470)
• Merrill Lynch (888-706-1381)
• Morgan Stanley (800-566-2273)
• UBS (800-253-1974)
• Wachovia (866-283-7943).
Additionally, please feel free to contact the Georgia Secretary of
State’s Securities Division should you have additional questions
about auction rate securities settlements or any securities related
matter at 404-656-3920.
The Secretary of State serves as the Georgia Commissioner of Securities. In that capacity, she regulates the offer for sale and sale of securities within and from the state of Georgia. These securities may range from traditional common stocks and bonds to a broad range of more complex forms of investment contracts, limited partnerships, profit-sharing arrangements, and the newly-emerging market in derivatives.
The Secretary of State registers and regulates perpetual care cemeteries, pre-need dealers, pre-need sales agents, and merchandise dealers in the state. State law does not extend to the regulation of church and municipal cemeteries or family burial plots.
The Secretary of State registers and regulates charitable organizations, paid solicitors, and solicitor agents in the state.
The Securities Division is located at Suite 802 - West Tower 2 MLK Jr. Dr. S.E. Atlanta, Georgia 30334. You may contact the division by phone, (404) 656-3920, or fax, (404) 657-8410, and also by email.
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