Limited Compensatory Benefit Plan Exemption of Securities Under the Georgia Securities Act of 1973

Effective January 10, 2005, Rule 701 (Limited Compensatory Benefit Plan) filings are no longer required in the state of Georgia if stated conditions are met pursuant to Rule 590-4-5-.03.

Please note: The Georgia Securities Division posts this material for the convenience of its users. This material does not necessarily include all of the information and forms relevant for the filing, registration or renewal of entities or products regulated by the Georgia Securities Division. A user of the information and forms provided on this Web page should review applicable Georgia law in order to determine whether the user is in compliance with the various filing, registration or renewal requirements.